Resources / Study / Innovation for Court ADR

Just Court ADR

The blog of Resolution Systems Institute

Archive for the ‘OPEN Project’ Category

RSI Guide Will Help Courts Make ODR Communications More Accessible

Rachel Feinstein, September 14th, 2023

In 2022, RSI and the University of California, Davis, published two evaluations of court-related online dispute resolution (ODR) programs. A main finding of those evaluations was that parties did not have sufficient information about the programs they were being required to use. We went on to look at programs in other courts and found that the information available to parties about ODR varied, and that courts, despite making significant efforts to provide this information, needed help to do so. This was especially true for communicating with self-represented litigants. Our findings have led RSI to conduct new research that will result in a guide for courts that need to communicate with parties about their ODR programs.

The Case for Accessible Court Communications

RSI Researcher Rachel Feinstein, pictured, and Director of Research Jennifer Shack facilitated focus groups for RSI’s ODR Party Engagement (OPEN) Project in Berlin, NH, in late August.

Across the US, 72% of family law cases and 76% of civil cases involve at least one self-represented litigant. As more people are handling civil cases without a lawyer, it is increasingly important that everyone can understand and use court communications, regardless of their educational background. Accessible court communications can reduce default rates and increase access to court services and programs, including ODR programs.

Half of the adult population in the US struggles to read lengthy, dense texts to complete tasks and accurately answer questions. Developing court resources with this in mind can significantly improve people’s understanding of how to access court resources, and can increase participation rates in various programs. One recent study found that simplifying the text used in court forms improved participants’ understanding of the purpose of a subpoena from 23% to 70%. Studies have also found important patterns in the reading styles and strategies of people who have low literacy, such as avoiding dense blocks of text and ignoring information on the left and right sides of the web page. Effective court communications take these types of reading patterns into account.

Digital Literacy is Another Challenge

But language and writing styles are not the only issues. Many people rely on websites and online resources provided by courts to gather the information they need, provide information to courts, and participate in online court programs. Despite widespread use of the internet, a large percentage of US adults struggle with digital literacy, or the ability to use digital technology to find information, complete tasks or communicate.

When designing websites or other digital resources, courts can benefit from recognizing common patterns among people who have low digital literacy skills. For example, people with low digital literacy will often avoid the use of search boxes, opting instead to link surf. And it is common to satisfice quickly, or give up before finding necessary information. In RSI’s forthcoming guide for courts, we will provide more information about reading patterns and strategies common among people with low literacy and low digital literacy, with the aim of supporting courts in developing ODR material everyone can use.    

Helping ODR Serve More Parties

The movement to use accessible court communications helps both parties and the courts. For example, civil courts throughout the country are investing in ODR programs. Many people can benefit from the convenience, lower cost and less intimidating process of resolving conflicts online. However, ODR participation rates remain very low, even when it is mandatory. If self-represented litigants understand the steps they need to take, more may take part in their case and do so in a more informed manner. This, in turn, will help courts by increasing participation in ODR.

The experience of the ODR programs we evaluated provides a valuable example of the need to develop effective court communications to help parties to more easily navigate court services and to improve participation in court programs. In a typical ODR process for debt and small claims cases, the court requires that defendants be given a notice of the ODR program. This notice provides written instructions to register on a third-party platform. Once they register, they can try to resolve their case with the plaintiff before their first hearing. The defendant will likely complete the entire process without interacting with court staff. Further, ODR is unfamiliar to most people, increasing the importance of courts’ efforts with written communications — and sometimes instructional videos — to provide parties adequate information to participate in their case. 

Maximizing Court Programs’ Potential

If done well, court communications can narrow the information gap and maximize the potential of a variety of court ODR programs. Enhancing access to justice requires the development of effective and accessible court communications that people from all backgrounds and education levels can easily understand and use.  RSI’s ODR Party Engagement (OPEN) Project is working to support courts in this effort by conducting focus groups in three areas of the US. Through these focus groups, we will hear from a diverse group of people who have a low income and low education, to learn what works for court notices, guides, websites and instructional videos pertaining to ODR. We will use our data, along with previous research, to develop a broadly applicable guide for civil courts to use when developing communications that reduce barriers to participation in ODR for people with low literacy.

This project is generously supported by the American Arbitration Association-International Centre for Dispute Resolution Foundation.  

Could RSI’s Latest Research Project ‘OPEN’ Door to ODR for Parties with Low Literacy?

Jennifer Shack, April 13th, 2023

Text-based online dispute resolution (ODR) programs are often touted as a way to increase access to justice. They are seen as more convenient, less costly to parties, and less intimidating, and thus as having the potential to reduce the default rate, particularly for debt cases. Yet early evaluations of ODR programs have found that they suffer from low participation. An information gap, worsened by the prevalence of low literacy, contributes to this low participation.

Through a generous grant from the AAA-ICDR Foundation, RSI’s ODR Party Engagement (OPEN) Project hopes to address this problem by gaining insights from impacted populations and using those insights to develop guidance on communication materials for small claims courts that use ODR.

Through a generous grant from the AAA-ICDR Foundation, RSI’s ODR Party Engagement (OPEN) Project hopes to address this problem by gaining insights from impacted populations and using those insights to develop guidance on communication materials for small claims courts that use ODR.

The Information Gap

RSI’s ODR evaluations found that parties were often unaware of their court’s ODR program or did not understand what ODR was and how it worked. We identified deficiencies in the language the courts used to inform and educate parties, and in how the information was provided. In Utah, a usability study found that parties did not always understand the information provided and wanted more information than was offered.

These evaluations point to a need for better information to apprise parties that an ODR program exists and educate them about the program. Then they could knowledgeably decide whether the program might benefit them, understand what the risks may be, and learn how to use the ODR platform.

Need for Digital Hand-holding

Informing parties properly has become more important with the increase in self-represented litigants. According to the Program for the International Assessment of Adult Competencies, 48% of US adults struggle to perform tasks with text-based information, such as reading directions, with 19% only capable of performing short tasks.

Some courts have changed their approach to helping parties, with varying success. But even those that recognize the need to serve their constituents better may not realize they have a communication problem. Recently, the Colorado Supreme Court conducted a listening tour throughout the state to find out how it might better serve the state courts’ constituents. The main takeaway was that people with low literacy could not understand the courts’ communications to them.

Some courts have instituted alternative dispute resolution (ADR) programs, such as RSI’s virtual eviction mediation programs, that involve access to a program administrator to help parties navigate the program. Small claims ODR programs are different. These programs require parties to use ODR before their first hearing, and they often do not have a designated staff person to help those who have the wherewithal to reach out to the court on their own. Without a person to “hold their hand” through the process, parties need digital hand-holding.

RSI’s Project Goals

To engage and educate parties, courts should offer ODR participants materials that are easy to understand and to access via multiple methods (e.g., mailed notices, videos, text guides). A recent readability study of court forms found that simplifying the text used in the forms increased participants’ understanding of the purpose of a subpoena from 29% to 70%.

Courts generally do not have the knowledge or capacity to develop materials that can be readily understood by people with low literacy. For the OPEN Project, RSI will conduct a series of focus groups and apply their findings, along with best practices developed from prior research, to develop guidance on communication materials for small claims courts using ODR. Cases such as debt, landlord-tenant, eviction and consumer-merchant cases are likely to benefit.

OPEN aims to make access to justice more equitable for self-represented, diverse populations who are either required or offered the opportunity to use text-based court ODR for debt and small claims cases.

Watch this space for updates on our findings.

Verified by ExactMetrics